Practice Areas



LGWM’s Securities Practice Group handles all types of securities litigation and regulatory disputes. LGWM attorneys have extensive experience in litigating securities matters in state and federal court and in arbitrations before FINRA and AAA. We represent large broker dealers, independent broker dealers, investment advisors and registered representatives throughout the Southeastern United States. We also have experience representing developers and individuals who have securities-related claims brought against them as part of a residential or commercial development or development of condominiums.

Our Securities Practice Group is well-versed in the complex regulatory landscape and are dedicated to helping clients navigate it with the utmost efficiency and efficacy. In addition to providing litigation and regulatory defense services, we also offer counsel to clients seeking to prevent potential disputes or violations. Our proactive approach involves advising clients on compliance issues and developing strategies to mitigate risk before problems arise.